INSIGHTS, RESEARCH | April 17, 2024

Accessory Authentication – part 3/3

This is Part 3 of a 3-Part series. You can find Part 1 here and Part 2 here.

Introduction

In this post, we continue our deep dive comparison of the security processors used on a consumer product and an unlicensed clone. Our focus here will be identifying and characterizing memory arrays.

Given a suitably deprocessed sample, memories can often be recognized as such under low magnification because of their smooth, regular appearance with distinct row/address decode logic on the perimeter, as compared to analog circuitry (which contains many large elements, such as capacitors and inductors) or autorouted digital logic (fine-grained, irregular structure).

Identifying memories and classifying them as to type, allows the analyst to determine which ones may contain data relevant to system security and assess the difficulty and complexity of extracting their content.

OEM Component

Initial low-magnification imaging of the OEM secure element identified 13 structures with a uniform, regular appearance consistent with memory.

Higher magnification imaging resulted in three of these structures being reclassified as non-memory (two as logic and one as analog), leaving 10 actual memories.

Figure 1. Logic circuitry initially labeled as memory due to its regular structure
Figure 2. Large capacitor in analog block

Of the remaining 10 memories, five distinct bit cell structures were identified:

  • Single-port (6T) SRAM
  • Dual-port (8T) SRAM
  • Mask ROM
  • 3T antifuse
  • Floating gate NOR flash

Single-port SRAM

13 instances of this IP were found in various sized arrays, with capacities ranging from 20 bits x 8 rows to 130 bits x 128 rows.

Some of these memories include extra columns, which appear to be intended as spares for remapping bad columns. This is a common practice in the semiconductor industry to improve yield: memories typically cover a significant fraction of the die surface and thus are responsible for a large fraction of manufacturing defects. If the device can remain operable despite a defect in a memory array, the overall yield of usable chips will be higher.

Figure 3. Substrate overview of a single-port SRAM array
Figure 4. Substrate closeup view of single-port SRAM bit cells

Dual-port SRAM

Six instances of this IP were found, each containing 320 bit cells (40 bytes).

Figure 5. Dual-port SRAM cells containing eight transistors

Mask ROM

Two instances of this IP were found, with capacities of 256 Kbits and 320 Kbits respectively. No data was visible in a substrate view of the array.

Figure 6. Substrate view of mask ROM showing no data visible

A cross section (Figure 7) showed irregular metal 1 patterns as well as contacts that did not go to any wires on metal 1, strongly suggesting this was a metal 1 programmed ROM. A plan view of metal 1 (Figure 8) confirms this. The metal 1 pattern also shows that the transistors are connected in series strings of 8 bits (with each transistor in the string either shorted by metal or not, in order to encode a logic 0 or 1 value), completing the classification of this memory as a metal 1 programmed NAND ROM.

Figure 7. Cross section of metal 1 programmed NAND ROM showing irregular metal patterns and via with unconnected top
Figure 8. Top-right corner of one ROM showing data bits and partial address decode logic

IOActive successfully extracted the contents of both ROMs and determined that they were encrypted. Further reverse engineering would be necessary to locate the decryption circuitry in order to make use of the dumps.

Antifuse

Five instances of this IP were found, four with a capacity of 4 rows x 32 bits (128 bits) and one with a capacity of 32 rows x 64 bits (2048 bits).

The bit cells consist of three transistors (two in series and one separate) and likely function by gate dielectric breakdown: during programming, high voltage applied between a MOSFET gate and the channel causes the dielectric to rupture, creating a short circuit between the drain and gate terminals.

Antifuse memory is one-time programmable and is expensive due to the very low density (significantly larger bit cell compared to flash or ROM); however, it offers some additional security because the ruptured dielectric is too thin to see in a top-down view of the array, rendering it difficult to extract the contents of the bit cells. It is also commonly used for small memories when the complexity and re-programmability of flash memory is unnecessary, such as for storing trim values for analog blocks or remapping data for repairing manufacturing defects in SRAM arrays.

Figure 9. Antifuse array
Figure 10. Cross section of antifuse bit cells

Flash

A single instance of this IP was found, with a capacity of 1520 Kbits.

This memory uses floating-gate bit cells connected in a NOR topology, as is common for embedded flash memories on microcontrollers.

Figure 11. Substrate plan view of bit cells
Figure 12. Cross section of NOR Flash memory

Clone Component

Floorplan Overview

Figure 13. Substrate view of clone secure element after removal of metal and polysilicon

The secure element from the clone device contains three obvious memories, located at the top right, bottom left, and bottom right corners.

Lower-left Memory

The lower-left memory consists of a bit cell array with addressing logic at the top, left, and right sides. Looking closely, it appears to be part of a larger rectangular block that contains a large region of analog circuitry above the memory, as well as a small amount of digital logic.

This is consistent with the memory being some sort of flash (likely the primary code and data storage for the processor). The large analog block is probably the high voltage generation for the program/erase circuitry, while the small digital block likely controls timing of program/erase operations.  

The array appears to be structured as 32 bits (plus 2 dummy or ECC columns) x 64 blocks wide, by 2 bits * 202 rows (likely 192 + 2 dummy features + 8 spare). This gives an estimated usable array capacity of 786432 bits (98304 bytes, 96kB).

Figure 14. Overview of bottom left (flash) memory
Figure 15. SEM substrate image of flash memory

A cross section was taken, which did not show floating gates (as compared to the OEM component). This suggests that this component is likely using a SONOS bit cell or similar charge-trapping technology.

Lower-right Memory

The lower-right memory consists of two identical blocks side-by-side, mirrored left-to-right. Each block consists of 128 columns x 64 cells x 3 blocks high, for a total capacity of 49152 bits (6144 bits, 6 kB).

Figure 16. Lower-right memory

At higher magnification, we can see that the individual bit cells consist of eight transistors, indicative of dual-port SRAM—perhaps some sort of cache or register file.

Figure 17. Dual-port SRAM on clone secure element (substrate)
Figure 18. Dual-port SRAM on clone secure element (metal 1)

Upper-right Memory

The upper – right memory consists of a 2 x 2 grid of identical tiles, each 128 columns x 160 rows (total capacity 81920 bits/10240 bytes/10 kB).

Figure 19. Upper-right SRAM array

Upon closer inspection, the bit cell consists of six transistors arranged in a classic single-port SRAM structure.

Figure 20. SEM substrate image of 6T SRAM cells
Figure 21. SEM metal 1 image of 6T SRAM cells

Concluding Remarks

The OEM component contains two more memory types (mask ROM and antifuse) than the clone component. It has double the flash memory and nearly triple the persistent storage (combined mask ROM and flash) capacity of the clone, but slightly less SRAM.

Overall, the memory technology of the clone component is significantly simpler and lower cost.

Overall Conclusions

OEMs secure their accessory markets for the following reasons:

  • To ensure an optimal user experience for their customers
  • To maintain the integrity of their platform
  • To secure their customers’ personal data
  • To secure revenue from accessory sales

OEMs routinely use security chips to protect their platforms and accessories; cost is an issue for OEMs when securing their platforms, which potentially can lead to their security being compromised.

Third-party solution providers, on the other hand:

  • Invest in their own labs and expertise to extract the IP necessary to make compatible solutions
  • Employ varied attack vectors with barriers of entry ranging from non-invasive toolsets at a cost of $1,000 up, to an invasive, transistor-level Silicon Lab at a cost of several million dollars
  • Often also incorporate a security chip to secure their own solutions, and to in turn lock out their competitors
  • Aim to hack the platform and have the third-party accessory market to themselves for as long as possible
INSIGHTS, RESEARCH |

Accessory Authentication – part 2/3

This is Part 2 of a 3-Part series. You can find Part 1 here and Part 3 here.

Introduction

In this post, we continue our deep dive comparison of the security processors used on a consumer product and an unlicensed clone. Our focus here will be comparing manufacturing process technology.

We already know the sizes of both dies, so given the gate density (which can be roughly estimated from the technology node or measured directly by locating and measuring a 2-input NAND gate) it’s possible to get a rough estimate for gate count. This, as well as the number of metal layers, can be used as metrics for overall device complexity and thus difficulty of reverse engineering.

For a more accurate view of device complexity, we can perform some preliminary floorplan analysis of each device and estimate the portions of die area occupied by:

  • Analog logic (generally uninteresting)
  • Digital logic (useful for gate count estimates)
  • RAM (generally uninteresting aside from estimating total bit capacity)
  • ROM/flash (allows estimating capacity and, potentially, difficulty of extraction)

OEM Component

We’ll start with the OEM secure element and take a few cross sections using our dual-beam scanning electron microscope/focused ion beam (SEM/FIB). This instrument provides imaging, material removal, and material deposition capabilities at the nanoscale.

Figure 1. SEM image showing FIB cross section of OEM component

To cross section a device, the analyst begins by using deposition gases to create a protective metal cap over the top of the region of interest. This protects the top surface from damage or contamination during the sectioning process. This is then followed by using the ion beam to make a rough cut a short distance away from the region of interest, then a finer cut to the exact location. The sample can then be imaged using the electron beam.

Figure 1 shows a large rectangular hole cut into the specimen, with the platinum cap at top center protecting the surface. Looking at the cut face, many layers of the device are visible. Upon closer inspection (Figure 2), we can see that this device has four copper interconnect layers followed by a fifth layer of aluminum.

Figure 2. Cross section with layers labeled
Figure 3. Cross-section view of OEM component showing individual transistor channels

At higher magnification (Figure 3), we can clearly see individual transistors. The silicon substrate of the device (bottom) has been etched to enhance contrast, giving it a rough appearance. The polysilicon transistor gates, seen end-on, appear as squares sitting on the substrate. The bright white pillars between the gates are tungsten contacts, connecting the source and drain terminals of each transistor to the copper interconnect above.

Figure 4. 6T SRAM bit cells on OEM component

Based on measurements of the gates, we conclude that this device is made on a 90 nm technology:

  • Contacted gate pitch: 282 nm
  • M1 pitch: 277 nm
  • 6T SRAM bit cell (Figure 4): 1470 x 660 nm (0.97 µm2)

We can also use cross sections to distinguish between various types of memory. Figure 5 is a cross section of one of the memory arrays of the OEM device, showing a distinctive double-layered structure instead of the single polysilicon gates seen in Figure 3. This is a “floating gate” nonvolatile memory element; the upper control gate is energized to select the cell while the lower floating gate stores charge, representing a single bit of memory data.

The presence of metal contacts at both sides of each floating gate transistor (rather than at either end of a string of many bits) allows us to complete the classification of this memory as NOR flash, rather than NAND.

Figure 5. Cross section of NOR flash memory on OEM component showing floating gates

The overall device is approximately 2400 x 1425 µm (3.42 mm2), broken down as:

  • 67% (2.29 mm2): memories and analog IP blocks
  • 33% (1.13 mm2): standard cell digital logic

Multiplying the logic area by an average of published cell library density figures for the 90nm node results in an estimated 475K gates of digital logic (assuming 100% density) for the OEM security processor. The actual gate count will be less than this estimate as there are some dummy/filler cells in less dense areas of the device.

Clone Component

Performing a similar analysis on the clone secure element, we see five copper and one aluminum metal layers (Figure 6).

Figure 6. Cross section of clone security processor showing layers
Figure 7. Closeup of SRAM transistors from clone security processor

Interestingly, the clone secure element is made on a more modern process node than the OEM component:

  • Contacted gate pitch: 225 nm
  • Minimum poly pitch: 158 nm
  • SRAM bit cell: 950 x 465 nm (0.45 µm2)

The transistor gates appear to still be polysilicon rather than metal.

Figure 8. NAND2 cell from clone component, substrate view with metal and polysilicon removed

These values are in-between those reported for the 65 nm and 45 nm nodes, suggesting this device is made on a 55 nm technology. The lack of metal gates (which many foundries began using at the 45 nm node) further reinforces this conclusion.

The overall device is approximately 1190 x 1150 µm (1.36 mm2), broken down as:

  • 37% (0.50 mm2): memories
  • 27% (0.36 mm2): analog blocks and bond pads
  • 31% (0.42 mm2): standard cell digital logic
  • 5% (0.07 mm2): filler cells, seal ring, and other non-functional areas

Given the roughly 0.42 mm2 of logic and measured NAND2 cell size of 717 x 1280 nm (0.92 µm2 or 1.08M gates/mm2 at 100% utilization), we estimate a total gate count of no more than 450K—slightly smaller than the OEM secure element. The actual number is likely quite a bit less than this, as a significant percentage (higher than on the OEM part) of the logic area is occupied by dummy/filler cells.

In part 3, we continue our deep dive comparison of the security processors used on a consumer product and an unlicensed clone. There we will focus on identifying and characterizing the memory arrays.